Search Result

901 - 920 of 1054 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

TC App 5.1

As Published: 2010

TC App 5.1

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

SYSC 22.8 Additional rules and guidance for all firms

As Published: 2016

SYSC 22.8 Additional rules and guidance for all firms

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus