Search Result

61 - 80 of 1671 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities