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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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DEPP 8.5 Effects of a breach of condition or time limitation

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 3.2A Information requests (section 122A)

EG 4.12 Search and seizure powers

CONC 3.11 Not approving certain financial promotions

PERG 2.1 Application and purpose

EG 3.2B Information requests (section 122B)

MAR 6.4 Systematic internaliser reporting requirement

CONC 8.1 Application

REC 4.9 Disciplinary measures

EG 2.7 Sources of cases

SUP 3.7 Notification of matters raised by auditor

SUP 14.8 Further guidance

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation