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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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