Search Result

341 - 360 of 1179 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose