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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms