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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

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DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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