Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

…

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

…

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

…

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

…

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

…

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 12.1 Application and purpose

SUP 10C.11 Statements of responsibilities

LR 13.5 Financial information in Class 1 Circulars

EG 7.6 Private warnings

EG 19.9 Electronic commerce activity directions: the FCA’s policy

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

SUP 15.6 Inaccurate, false or misleading information

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 10A.14 Changes to an FCA-approved person's details

FEES 10.1 Application, purpose and background

MAR 6.4 Systematic internaliser reporting requirement

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy