Search Result

241 - 260 of 1498 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor