Search Result

181 - 200 of 1773 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping