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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting