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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction