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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

PERG 13.2 General

As Published: 2011

PERG 13.2 General

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing