Search Result

761 - 780 of 1463 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

…

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

…

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

…

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

…

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

…

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

…

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

…

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

…

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

…

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

…

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

…