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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material