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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators