Search Result

1141 - 1160 of 1580 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

MCOB 10A.3 APRC: additional assumptions

As Published: 2016

MCOB 10A.3 APRC: additional assumptions

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales