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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

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