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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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Similar To

SUP 15.1 Application

SUP 3.8 Rights and duties of auditors

REC 3.1 Application and purpose

PERG 1.1 Application and purpose

REC 6A.1 Exercise of passport rights by EEA market operator

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SYSC 13.6 People

COLL 12.3 EEA UCITS management companies

SUP 2.1 Application and purpose

PERG 4.1 Application and purpose

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)