Search Result

161 - 180 of 1368 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

CASS 7.17 Statutory trust

As Published: 2015

CASS 7.17 Statutory trust

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions