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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 12.5 Contracts: required terms

SUP 5.3 Policy on the use of skilled persons

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SUP 10C.11 Statements of responsibilities

DEPP 5.1 Settlement decision makers

LR 8.2 When a sponsor must be appointed or its guidance obtained

SUP 10C.14 Changes to an FCA-approved person’s details

SUP 10C.10 Application for approval and withdrawing an application for approval

EG 3.2A Information requests (section 122A)

COLL 4.5 Reports and accounts

PR 2.2 Format of prospectus

PR 3.1 Approval of prospectus

LR 3.4 Debt and other securities

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy