Search Result

1561 - 1580 of 1581 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

TC App 5.1

As Published: 2010

TC App 5.1

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings