Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

…

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

…

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 8.3 Requirements for benchmark administrators

SYSC 19B.1 Application

COLL 5.1 Introduction

CASS 7.11 Treatment of client money

LR 5.4A Transfer between listing categories: Equity shares

PERG 8.28 Advice or information

COLL 13.2 Operational requirements for feeder NURS

COLL 12.1 Introduction

SUP 4.3 Appointment of actuaries

PERG 9.6 The investment condition (section 236(3) of the Act): general

COBS 20.2 Treating with-profits policyholders fairly

ICOBS 6.1 General

LR 5.2 Cancelling listing

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading