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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2014

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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MCOB 6A.1 Application and purpose

As Published: 2015

MCOB 6A.1 Application and purpose

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ICOBS 2.3 Inducements

As Published: 2008

ICOBS 2.3 Inducements

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COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

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MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

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CONC 7.2 Clear effective and appropriate arrears policies and procedures

As Published: 2014

CONC 7.2 Clear effective and appropriate arrears policies and procedures

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COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

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SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

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EG 19.24 Cross-Border Payments in Euro Regulations 2010

As Published: 2016

EG 19.24 Cross-Border Payments in Euro Regulations 2010

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EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

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FEES 12.4 Relieving provisions

As Published: 2015

FEES 12.4 Relieving provisions

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

As Published: 2015

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

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EG 5.6 Mediation

As Published: 2016

EG 5.6 Mediation

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