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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

…

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

…

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

…

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

…

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

…

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

…

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

…

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

…

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

…

COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

…

COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

…

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

…

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

…

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