Search Result

661 - 680 of 1405 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes