Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

…

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PR 2.3 Minimum information to be included in a prospectus

COLL 12.1 Introduction

PRIN 4.1 Principles: MiFID business

ICOBS 6.4 Pre- and post-contract information: protection policies

PERG 8.2 Introduction

IPRU-INV 1.1 PURPOSE

SUP 4.4 Appropriate actuaries

SUP 5.2 The FCA’s power

FEES 5.2 Introduction

PRIN 3.4 General

ICOBS 3.2 E-Commerce

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

EG 7.1 The FCA’s use of sanctions

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

REC 2.13 Promotion and maintenance of standards

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration