Search Result

541 - 560 of 691 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

ICOBS 6A.2 Optional additional products

As Published: 2015

ICOBS 6A.2 Optional additional products

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions