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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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