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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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PERG 9.3 The definition

SUP 10A.10 Customer-dealing functions

PERG 1.4 General guidance to be found in PERG

FEES 5.9 Leaving the Financial Ombudsman Service

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PERG 16.5 How AIFMD affects other regulated activities

GEN 4.3 Letter disclosure

PR 1.2 Requirement for a prospectus and exemptions

REC 2A.4 Power and procedure for RAP penalties and censures

EG 9.2 The FCA’s general policy in this area

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PERG 9.7 The investment condition: the 'reasonable investor'

SUP 4.5 Provisions applicable to all actuaries

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation