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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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LR 10.8 Miscellaneous

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PERG 2.11 Persons who are exempt for credit-related regulated activities

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 8.32 Arranging deals in investments

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

LR 5.4 Restoring listing

CASS 11.11 Records, accounts and reconciliations

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

PERG 8.17 Financial promotions concerning agreements for qualifying credit

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading