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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method