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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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INSPRU 7.1 Application

EG 4.11 Approach to interviews and interview procedures

FIT 2.2 Competence and capability

REC 6.8 Powers to supervise

COLL 6.2 Dealing

BIPRU 7.10 Use of a Value at Risk Model

DEPP 6.5A The five steps for penalties imposed on firms

LR 13.8 Other circulars

EG 2.4 Case selection: Unauthorised business

DTR 1.5 Fees and sanctions

SUP 18.1 Application

CASS 7.11 Treatment of client money

LR 10.8 Miscellaneous

LR 13.5 Financial information in Class 1 Circulars

FEES 3.2 Obligation to pay fees

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation