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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

DEPP 3.4 Urgent supervisory notice cases

DTR 1.5 Fees and sanctions

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

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DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation