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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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PERG 9.10 Significance of being an open-ended investment company

DTR 6.3 Dissemination of information

ICOBS 8.2 Motor vehicle liability insurers

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

PERG 17.7 Examples

SUP 10C.4 Specification of functions

COBS 11.5 Record keeping: client orders and transactions

SUP 1A.3 The FCA's approach to supervision

PERG 8.6 Communicate

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

REC 4.7 The section 297 power to revoke recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy