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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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Similar To

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

REC 2.7 Access to facilities

PERG 8.5 In the course of business

COLL 4.5 Reports and accounts

PERG 6.3 Background

SYSC 4.9 Handover procedures and material

APER 2.1A The Statements of Principle

PERG 1.2 Introduction

DEPP 1.1 Application and Purpose

PERG 8.6 Communicate

MAR 9.5 Frequently Asked Questions

SUP 17.2 Making transaction reports

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 4.6 Advising on regulated mortgage contracts

REC 4.7 The section 297 power to revoke recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy