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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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