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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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LR 1.3 Information gathering and publication

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

RCB 4.2 Enforcement powers and penalties

PERG 9.3 The definition

PERG 15.5 Negative scope/exclusions

SUP 15.2 Purpose

COBS 14.2 Providing product information to clients

REC 3.15 Suspension of services and inability to operate facilities

PERG 4.4 What is a regulated mortgage contract?

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

SYSC 14.1 Application

SUP 5.4 Appointment and reporting process

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

SUP 3.6 Firms' cooperation with their auditors

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation