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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

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EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

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SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

REC 5.2 Application process

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

FEES 3.2 Obligation to pay fees

SUP 12.5 Contracts: required terms

EG 19.9 Electronic commerce activity directions: the FCA’s policy

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

COND 2.3 Effective supervision

CONC 13.1 Application

COND 2.4 Appropriate resources

FIT 1.2 Introduction

COND 2.5 Suitability

REC 6.7 Notification rules for overseas recognised bodies

COLL 11.6 Winding up, merger and division of master UCITS

SUP 2.1 Application and purpose

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

COLL 6.9 Independence, names and UCITS business restrictions

SUP 8A.1 Application, purpose and interpretation

EG 5.7 The relevance of settled cases to subsequent action