Search Result

81 - 100 of 1345 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6