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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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Similar To

SUP 11.4 Requirements on firms

COLL 12.3 EEA UCITS management companies

SYSC 3.2 Areas covered by systems and controls

REC 6.2 Applications

SUP 16.19 Immigration Act compliance reporting

RCB 2.3 Determination of registration

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

APER 4.4 Statement of Principle 4

SUP 15.7 Form and method of notification

LR 8.4 Role of a sponsor: transactions

SYSC 1.4 Application of SYSC 11 to SYSC 22

COCON 1.2 Investments

SUP App 3.6 Freedom to provide services

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

CASS 11.3 Responsibility for CASS operational oversight

DEPP 5.1 Settlement decision makers

SUP 12.1 Application and purpose

LR 9.2 Requirements with continuing application

TC 2.1 Assessing and maintaining competence