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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

MCOB 11.5 Purpose

As Published: 2012

MCOB 11.5 Purpose

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers