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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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Effective Period

Similar To

EG 9.1 Introduction

DISP 3.3 Dismissal without consideration of the merits and test cases

CASS 1.2 General application: who? what?

PERG 4.3 Regulated activities related to mortgages

COLL 9.3 Section 272 recognised schemes

REC 4.3 Risk assessments for UK recognised bodies

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 9.7 The investment condition: the 'reasonable investor'

CASS 5.2 Holding money as agent of insurance undertaking

LR 5.4 Restoring listing

BIPRU 4.7 The IRB approach: Equity exposures

FEES App 1.2 Periodic Fees

PERG 15.5 Negative scope/exclusions

IFPRU 11.2 Individual recovery plans

FEES 9.2 PSR fees

REC 4.2F Information gathering power on FCA’s own initiative

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974