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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

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SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

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FEES 12.4 Relieving provisions

As Published: 2015

FEES 12.4 Relieving provisions

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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Similar To

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PERG 8.3 Financial promotion

SUP 1A.1 Application and purpose

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MIPRU 4.3 Calculation of annual income

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MAR 4.1 Application and Purpose

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading