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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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Effective Period

Similar To

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

EG 7.5 Payment of financial penalties

SUP App 3.3 Background

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 10A.12 Procedures relating to FCA-approved persons

DTR 8.5 Supervision of primary information providers

BIPRU 9.4 Traditional securitisation

IFPRU 1.2 Significant IFPRU firm

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SUP 1A.2 Introduction

COCON 3.1 General factors for assessing compliance

PERG 5.13 Appointed representatives

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

BIPRU 8.7 Consolidated capital resources requirements

REC 4.2D Suspension and removal of financial instruments from trading

REC 5.1 Introduction and legal background

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation