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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.1 Application

As Published: 2005

LR 6.1 Application

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

MCOB 3A.2 The fair, clear and not misleading rules

As Published: 2015

MCOB 3A.2 The fair, clear and not misleading rules

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

MCOB 7.3 General

As Published: 2015

MCOB 7.3 General

EG 3.6 Investigations into collective investment schemes (section 284)

As Published: 2016

EG 3.6 Investigations into collective investment schemes (section 284)

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

MCOB 10.2 Purpose

As Published: 2012

MCOB 10.2 Purpose

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

As Published: 2016

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

As Published: 2016

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order