Search Result

141 - 160 of 1692 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

PERG 13.2 General

As Published: 2011

PERG 13.2 General

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons