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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

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CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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Similar To

REC 4.9 Disciplinary measures

SUP 5.2 The FCA’s power

DEPP 8.1 Introduction

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

BIPRU 12.5 Individual Liquidity Adequacy Standards

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

IFPRU 11.7 Notifications

SUP 11.2 Purpose

PERG 8.11 Types of exemption under the Financial Promotion Order

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

GENPRU 1.3 Valuation

DTR 1.3 Information gathering and publication

CREDS 8.2 Reporting requirements

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy