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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

INSPRU 8.1 Application

As Published: 2006

INSPRU 8.1 Application

CASS 7.17 Statutory trust

As Published: 2015

CASS 7.17 Statutory trust

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

ICOBS 2.5 Exclusion of liability, conditions and reliance on others

As Published: 2015

ICOBS 2.5 Exclusion of liability, conditions and reliance on others

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose