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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

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Similar To

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

REC 2.7 Access to facilities

GEN 4.3 Letter disclosure

BIPRU 3.3 The use of the credit assessments of ratings agencies

BIPRU 9.10 Reduction in risk-weighted exposure amounts

COBS 9.3 Guidance on assessing suitability

COBS 6.1 Information about the firm and compensation information

DTR 5.11 Non EEA State issuers

BIPRU 4.7 The IRB approach: Equity exposures

SUP 3.6 Firms' cooperation with their auditors

DISP 1.3 Complaints handling rules

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy